SOC 2 · FinTech
SOC 2 for FinTech, aligned to bank sponsor expectations.
FinTech SOC 2 reports are read by bank sponsors, regulators, and enterprise customers simultaneously. We design programs that satisfy all three without duplicating effort.
01 — Overview
FinTech SOC 2 programs commonly elect Processing Integrity as an additional TSC to cover transaction accuracy, timeliness, and completeness. Bank sponsor reviews consume roughly 60% of the same evidence the SOC 2 auditor requires — running both from one control estate eliminates duplicate collection.
02 — Engagement
Our approach.
- I
Multi-framework scoping
Scope SOC 2 alongside PCI DSS, FFIEC guidance, and bank sponsor requirements.
- II
Transaction controls
Design Processing Integrity controls for the transaction lifecycle.
- III
Bank-sponsor evidence
Repurpose SOC 2 evidence into the bank-sponsor annual review package.
03 — Deliverables
What you receive.
- Multi-framework control mapping (SOC 2 + PCI DSS + FFIEC)
- Transaction-lifecycle Processing Integrity controls
- Bank-sponsor annual review evidence package
04 — Timeline
Expected duration.
First Type II in nine to twelve months; PCI DSS runs in parallel with a 40% incremental effort.
Ready to begin?
A partner-led readiness call is complimentary. We'll scope your engagement inside forty-five minutes.
Schedule the call →05 — FAQ
Common questions.
Can one report satisfy our bank sponsor?+
Usually not on its own — sponsors have specific evidence requirements. But a well-scoped SOC 2 provides most of the underlying substance and dramatically reduces the sponsor review effort.