Industry · FinTech & Financial Services
Programs that satisfy sponsors, regulators, and enterprise buyers.
FinTech organizations answer to three constituencies at once: bank sponsors, regulators, and enterprise customers. We design programs that speak to all three from a single control estate.
01 — Landscape
The environment.
Bank sponsors expect annual security reviews aligned to FFIEC guidance. Card-handling FinTechs require PCI DSS. Enterprise buyers want SOC 2. State money-transmitter regulators are adding cybersecurity requirements. Running these separately is expensive; running them together is disciplined.
02 — Frameworks
What applies.
SOC 2 Type II
Baseline for enterprise commercial diligence.
PCI DSS 4.0
For any organization handling cardholder data.
FFIEC CAT
Bank-sponsor review reference.
NY DFS 500 / DORA / NIS2
Regulatory overlays by jurisdiction.
03 — Recommended
Where to start.
04 — FAQ
Common questions.
How do we prepare for a bank-sponsor security review?+
Repurpose SOC 2 evidence into the sponsor's evidence format. A properly scoped SOC 2 covers roughly 60% of typical sponsor questions.